DFX Intelligence

R•••• T•••• F••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

R•••• T•••• F••••••••

R•••• T•••• SERVICES, LLC, CRD 307113

LITTLE ROCK, AR

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Search this name across graphsid dfx:ria:37b28666-9f3c-5036-7579-02a07e7342d0

Data as of May 16, 2020 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 24, 2019 to May 16, 2020
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 3
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A•••••••• P••••• G•••••	n/a	LITTLE ROCK, AR	6	11	n/a	no
R••••• M•••••• R•••••••	n/a	LITTLE ROCK, AR	4	47

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••••• A••••••••• P•••••	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	10/2019	Dec 24, 2019	May 16, 2020

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Relationships

Registered with (3)

← T••••• N••••• M•••••Advisorregistration: current employment
Apr 24, 2024 to presentfactForm ADV
← R••••• M•••••• R•••••••Advisorregistration: current employment
Nov 3, 2021 to presentfactForm ADV
← A•••••••• P••••• G•••••Advisorregistration: current employment
Jan 28, 2020 to presentfactForm ADV

Controls (1)

Dated events

Occurred
Dec 24, 2019
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37b28666-9f3c-5036-7579-02a07e7342d0
First observed: Dec 24, 2019
Last observed: May 16, 2020 77 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.