DFX Intelligence

R••••• M•••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor47 years in industry

R••••• M•••••• R•••••••

Advisor at R•••• T•••• F••••••••

LITTLE ROCK, AR

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Search this name across graphsid dfx:ria:609a3488-df54-83b8-660c-5f5f92daa71b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 6, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• T•••• F••••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Sep 4, 1979earliest registration or exam on IAPD
Years in industry: 47derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• T•••• F••••••••	Former SEC adviser	Nov 3, 2021	n/a	yes	LITTLE ROCK, AR	Current employment
R••• D••••• C•••••• M••••••••• C•••••••••	State registered	Sep 6, 1995	Mar 20, 2020	no	LITTLE ROCK, AR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••• D••••• C•••••• M••••••••• C•••••••••	R•••• T•••• F••••••••	Mar 20, 2020	Nov 3, 2021	593	Firm change after gap	Other

Relationships

Registered with (2)

→ R•••• T•••• F••••••••Registered adviserregistration: current employment
Nov 3, 2021 to presentfactForm ADV
→ R••• D••••• C•••••• M••••••••• C•••••••••Registered adviserregistration: previous registration
Sep 6, 1995 to Mar 20, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:609a3488-df54-83b8-660c-5f5f92daa71b
First observed: Sep 6, 1995
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.