DFX Intelligence

J•••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

J•••• C•••••••••

Advisor at H••••• M••• I••••••••• I•••

SPRINGFIELD, IL | Waco, TX

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Search this name across graphsid dfx:ria:37b2e813-1896-7021-2c43-2866ef549dae

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 3, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• M••• I••••••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jul 26, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• M••• I••••••••• I•••	No RAUM reported	Sep 19, 2024	n/a	yes	SPRINGFIELD, IL\|Waco, TX	Current employment
S•••• F••• I••••••••• M••••••••• C••••	Asset manager	Feb 21, 2022	Jul 30, 2024	no	harker heights, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• F••• I••••••••• M••••••••• C••••	H••••• M••• I••••••••• I•••	Jul 30, 2024	Sep 19, 2024	51	Firm change	Other
H••••• M••• I••••••••• I•••	S•••• F••• I••••••••• M••••••••• C••••	Oct 2, 2020	Feb 21, 2022

Relationships

Registered with (3)

→ H••••• M••• I••••••••• I•••Registered adviserregistration: previous registration
Feb 23, 2015 to Oct 2, 2020factForm ADV
→ S•••• F••• I••••••••• M••••••••• C••••Registered adviserregistration: previous registration
Feb 21, 2022 to Jul 30, 2024factForm ADV
→ P•••••••• A•••••••Registered adviserregistration: previous registration
Aug 3, 2011 to Sep 5, 2012factForm ADV

Dated events

Occurred
Jul 30, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37b2e813-1896-7021-2c43-2866ef549dae
First observed: Aug 3, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.