DFX Intelligence
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Reading the graph
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Advisor at G•••• C•••••• M••••••••• L••
AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G•••• C•••••• M••••••••• L•• | Independent wealth | Apr 30, 2009 | n/a | yes | AUSTIN, TX | Current employment |
| G•••• C•••••• M••••••••• L•• | Independent wealth | Apr 30, 2009 | Dec 31, 2009 | no | AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D••• • B••••••• L•• | G•••• C•••••• M••••••••• L•• | Dec 16, 2009 | Apr 30, 2009 | -230 | Firm change after gap | Other |
| T•••• A•••••••• L•• | D••• • B••••••• L•• | Jul 16, 2007 | Jul 12, 2007 |
| D••• • B••••••• L•• | n/a | Jul 12, 2007 | Dec 16, 2009 | no | AUSTIN, TX | Previous registration |
| T•••• A•••••••• L•• | Former SEC adviser | Jun 29, 2007 | Jul 16, 2007 | no | AUSTIN, TX|ATLANTA, GA|AUSTIN, TX | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jul 13, 2005 | Jul 2, 2007 | no | AUSTIN, TX|AUSTIN, TX | Previous registration |
| A• G• E•••••• • S•••• I••• | n/a | Oct 9, 2002 | May 10, 2004 | no | AUSTIN, TX | Previous registration |
| -4 |
| Firm change |
| Other |
| W•••• F•••• A••••••• | T•••• A•••••••• L•• | Jul 2, 2007 | Jun 29, 2007 | -3 | Firm change | Other |
| A• G• E•••••• • S•••• I••• | W•••• F•••• A••••••• | May 10, 2004 | Jul 13, 2005 | 429 | Firm change after gap | Other |