DFX Intelligence

S•••• C••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

S•••• C••• A•••••••• L••

CRD 152482

HINGHAM, MA

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Search this name across graphsid dfx:ria:37c43c20-59b8-26c2-1895-c5d892606d78

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 9
On other graphs: 1
Observed: Apr 15, 2016 to Mar 23, 2026
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

S•••• C••• A•••••••• L••

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $685M••• Locked
Discretionary RAUM: $655M
Private client RAUM: $683Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $228Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••••• R••••• P•••••••	n/a	HINGHAM, MA	16	20	2	no
K•••••••• S•••••••••	Chartered Financial Analyst	HINGHAM, MA	7	32

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P•••••••• D••••••• R•••••	MANAGING MEMBER	E	yes	11/2009	Apr 15, 2016	Nov 26, 2024
S••••••••• K••••••••	CHIEF INVESTMENT/CHIEF COMPLIANCE OFFICER	A	yes	10/2019	Oct 22, 2019	Nov 26, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
PALM BEACH GARDENS	FL	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	2

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$685M	$582M	17.7%	$363M	23.6%	8	8	1	1

Relationships

Registered with (11)

← E•••• A• F••••Advisorregistration: current employment
Aug 28, 2025 to presentfactForm ADV
← K•••••••• S•••••••••Advisorregistration: previous registration
Dec 4, 2012 to Nov 23, 2016factForm ADV
← D•••••• R••••• P•••••••Advisorregistration: current employment
Jan 28, 2010 to presentfactForm ADV
← S•••••• D•••••

Dated events

Occurred
Mar 23, 2026
Ria ownership band change
••• Locked
Form ADVobserved today
Occurred
Mar 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 3, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 1, 2024

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37c43c20-59b8-26c2-1895-c5d892606d78
First observed: Apr 15, 2016
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.