DFX Intelligence

K••••• R•••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

K••••• R•••• E••••

Advisor at W•••• • F••••• L••

BOSTON, MA

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Search this name across graphsid dfx:ria:7f1527a1-a7ad-efb0-2268-d66b62b23169

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 23, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• • F••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 21, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• • F••••• L••	Independent wealth	May 22, 2024	n/a	yes	BOSTON, MA	Current employment
P••• W••••• L•	Former SEC adviser	May 9, 2018	Sep 26, 2022	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• W••••• L•	W•••• • F••••• L••	Sep 26, 2022	May 22, 2024	604	Firm change after gap	RIA to RIA
S•••• C••• A•••••••• L••	P••• W••••• L•	Apr 25, 2018	May 9, 2018

Relationships

Registered with (4)

→ W•••• • F••••• L••Registered adviserregistration: current employment
May 22, 2024 to presentfactForm ADV
→ P••• W••••• L•Registered adviserregistration: previous registration
May 9, 2018 to Sep 26, 2022factForm ADV
→ S•••• C••• A•••••••• L••Registered adviserregistration: previous registration
Mar 7, 2016 to Apr 25, 2018factForm ADV
→ S•• W•••••

Dated events

Occurred
Sep 26, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f1527a1-a7ad-efb0-2268-d66b62b23169
First observed: Feb 23, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.