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Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
NAPLES, FL | IMMOKALEE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Oct 31, 2018 | n/a | yes | IMMOKALEE, FL|NAPLES, FL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 8, 2009 | Nov 3, 2018 | no | BEL AIR, MD|NAPLES, FL|NAPLES, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 2, 2001 | May 11, 2009 | no | BEL AIR, MD|BEL AIR, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Nov 3, 2018 | Oct 31, 2018 | -3 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 11, 2009 | May 8, 2009 | -3 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:793:FL:2018-11-03 | Nov 3, 2018 | Oct 31, 2018 | NAPLES, FL | Firm change |