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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

JEFFREY RYAN THOMPSON

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Shreveport, LA

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Search this name across graphsid dfx:ria:37cdcb26-73b5-37b0-09c3-d0563c540223

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 20, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 3, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63
First exam: Jul 3, 2001
First registration: Mar 20, 2006
Dual registered: yes, broker-dealer
Other names: J. RYAN THOMPSON|RYAN THOMPSON
IAPD individual key: 4403334

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 21, 2021	n/a	yes	Shreveport, LA\|Shreveport, LA	Current employment
MORGAN STANLEY	Wirehouse	Dec 19, 2014	Jun 8, 2021	no	Shreveport, LA	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Sep 24, 2010	Dec 22, 2014	no	SHREVEPORT, LA\|SHREVEPORT, LA\|DALLAS, TX	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Aug 24, 2007	Sep 16, 2010	no	SHREVEPORT, LA\|McKinney, TX\|SHREVEPORT, LA	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Mar 20, 2006	Sep 5, 2007	no	SHREVEPORT, LA\|DALLAS, TX\|SHREVEPORT, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	AMERIPRISE FINANCIAL SERVICES, LLC	Jun 8, 2021	May 21, 2021	-18	Firm change	Wirehouse to ibd
NEW ENGLAND SECURITIES CORPORATION	MORGAN STANLEY	Dec 22, 2014	Dec 19, 2014	-3	Firm change	Other
WOODBURY FINANCIAL SERVICES, INC.	NEW ENGLAND SECURITIES CORPORATION	Sep 16, 2010	Sep 24, 2010	8	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	WOODBURY FINANCIAL SERVICES, INC.	Sep 5, 2007	Aug 24, 2007	-12	Firm change	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
May 21, 2021 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Dec 19, 2014 to Jun 8, 2021factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Sep 24, 2010 to Dec 22, 2014factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 24, 2007 to Sep 16, 2010factForm ADV

Dated events

No dated event names this entity yet.