DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O•••• W•••••• I•••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Jul 1, 2026 | n/a | yes | Altamonte Springs, FL|WEST PALM BEACH, FL|West Palm Beach, FL | Current employment |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Feb 18, 2025 | Jul 8, 2026 | no | Heathrow, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | O•••• W•••••• I••• | Jul 8, 2026 | Jul 1, 2026 | -7 | Firm change | Ibd to ibd |
| C•••••••• F•••••••• G•••• A••••••• | C••••• I••••••••• A••••••• L•• | Feb 21, 2025 | Feb 18, 2025 |
| C•••••••• F•••••••• G•••• A••••••• | Former SEC adviser | Apr 24, 2018 | Feb 21, 2025 | no | Heathrow, FL|LONGWOOD, FL|BIRMINGHAM, AL | Previous registration |
| B••• F•••••••• S•••••••• L•• | Independent wealth | Nov 17, 2005 | Apr 23, 2018 | no | WINTER PARK, FL|Winter Park, FL | Previous registration |
| -3 |
| Bulk transfer |
| Ibd to ibd |
| B••• F•••••••• S•••••••• L•• | C•••••••• F•••••••• G•••• A••••••• | Apr 23, 2018 | Apr 24, 2018 | 1 | Firm change | RIA to ibd |