DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M•••••• P••••

O•••• W•••••• I•••BD affiliatedWest Palm Beach, Fl dual registrantIAPD 2289904

Feed of 09/15/2026

Also filed as Mike Payne

At current firm

0 y

since Jul 1, 2026

In the industry

27 y

since Nov 18, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Jul 1, 2026 · Altamonte Springs, Fl
C••••• I••••••••• A••••••• L•• BD affiliated
Feb 18, 2025 to Jul 8, 2026 · Heathrow, Fl
C•••••••• F•••••••• G•••• A••••••• former
Apr 24, 2018 to Feb 21, 2025 · Heathrow, Fl
B••• F•••••••• S•••••••• L•• independent RIA
Nov 17, 2005 to Apr 23, 2018 · Winter Park, Fl

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to O•••• W•••••• I•••
left Jul 8, 2026, registered Jul 1, 2026 (-7 days) · Affiliated broker-dealer or bank to another
C•••••••• F•••••••• G•••• A••••••• to C••••• I••••••••• A••••••• L••
left Feb 21, 2025, registered Feb 18, 2025 (-3 days) · corporate re-registration, not a move
B••• F•••••••• S•••••••• L•• to C•••••••• F•••••••• G•••• A•••••••
left Apr 23, 2018, registered Apr 24, 2018 (1 days) · RIA to affiliated broker-dealer or bank

Signals

M•••••• P•••• left C••••• I••••••••• A••••••• L•• for O•••• W•••••• I••• (registered 2026-07-01)
Jul 8, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address