DFX Intelligence

S••••••••• I••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S••••••••• I••••••••• L•

CRD 318718

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:37cedbb1-493e-fdd1-4659-248658c29cd5

Data as of Mar 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 14, 2022 to Mar 4, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $170M••• Locked
Discretionary RAUM: $170M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••••••• I••••••••• M••••• L•	Hedge Fund	$170M	Mar 4, 2026	15	Jul 7, 2022	reported	021-445884

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
S•••••• J•••	CCO/COO	Na	yes	12/2021	Feb 14, 2022	Dec 18, 2024
S••••••••• I••••••••• L••	GENERAL PARTNER	E	yes	01/2022	Feb 14, 2022	Dec 18, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••••••• I••••••••• G• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 4, 2026

Relationships

Advises (1)

→ S••••••••• I••••••••• M••••• L•Private fundHedge Fund, IA
Jul 7, 2022 to presentfactForm ADV

Controls (3)

← S•••••• J•••OwnerCCO/COO, ownership code NA, individual
Feb 14, 2022 to Dec 18, 2024factForm ADV
← W•••• E•••OwnerMEMBER, ownership code E, individual
Feb 14, 2022 to Dec 18, 2024factForm ADV
← S••••••••• I••••••••• L••OwnerGENERAL PARTNER, ownership code E, domestic entity

Dated events

Occurred
Feb 14, 2022
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37cedbb1-493e-fdd1-4659-248658c29cd5
First observed: Feb 14, 2022
Last observed: Mar 4, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.