DFX Intelligence

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S••••••••• I••••••••• L•

Asset manager (funds and pooled vehicles)SEC-registered1 private funds· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $170M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-04 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $170M
Advisors: 0
Net advisor flow, 12 months: Not established
RAUM change, last fiscal year: +44%
Private clients: 0.0% of RAUM

Advisors Advisor movement Where the RAUM sits

As of 2026-03-04 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Why this matters

Reported RAUM grew +44% over the last fiscal year, to $170M.
2026-03-04
RAUM a year earlier $118MRAUM now $170M
2 published business contact points are on record, each with its source.
Contact points 2

Every filed figure, and the identifiersCRD 318718 · SEC 801-123454 · 9 filingsShow

CRD 318718SEC 801-123454First filing on the tape Feb 14, 2022, latest Mar 4, 2026SEC status approved since Mar 16, 2022IAPD

RAUM

$170M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

9 filings and snapshots on the tape

RAUM$170M as of Mar 4, 2026

Feb 22, 2023$122M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 4, 2026

Feb 22, 20230 then

Employees (5.A)6 as of Mar 4, 2026

Feb 22, 20237 then

Private funds1 as of Mar 4, 2026

Feb 22, 20231 then

RAUM +44% over the last fiscal year+12% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 4, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $56.6MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +44%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $170M, 3 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$170M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 3reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $170M for 3 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
S••••••••• I••••••••• M••••• L•	Hedge Fund	$170M	15	Jul 7, 2022

Owners and control persons

Schedule A and B, latest filing

S•••••• J••• · Cco/Coocontrol
since 12/2021 · owns less than 5%
W•••• E••• · Limited Partnercontrol
since 06/2021 · owns less than 5%
W•••• E••• · Membercontrol
since 06/2021 · owns 75% or more of S••••••••• I••••••••• L••

Entity owners

S••••••••• I••••••••• L•• · General Partner
direct · owns 75% or more

Related persons

Schedule D 7.A

S••••••••• I••••••••• G• L••
bankpooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Assets in custody · $118M to $170M
Feb 27, 2025 to Mar 4, 2026
Discretionary RAUM · $118M to $170M
Feb 27, 2025 to Mar 4, 2026
Pooled vehicle RAUM · $118M to $170M
Feb 27, 2025 to Mar 4, 2026
RAUM · $118M to $170M
Feb 27, 2025 to Mar 4, 2026
Assets in custody · $167M to $118M
Dec 18, 2024 to Feb 27, 2025
Financial planning clients · 0 to
Dec 18, 2024 to Feb 27, 2025
Discretionary RAUM · $128M to $118M
Dec 18, 2024 to Feb 27, 2025
Pooled vehicle RAUM · $128M to $118M
Dec 18, 2024 to Feb 27, 2025
RAUM · $128M to $118M
Dec 18, 2024 to Feb 27, 2025
Discretionary RAUM · $167M to $128M
Mar 15, 2024 to Apr 24, 2024
Pooled vehicle RAUM · $167M to $128M
Mar 15, 2024 to Apr 24, 2024
RAUM · $167M to $128M
Mar 15, 2024 to Apr 24, 2024
Assets in custody · $122M to $167M
Mar 20, 2023 to Mar 15, 2024
Employees · 7 to 6
Mar 20, 2023 to Mar 15, 2024
Discretionary RAUM · $122M to $167M
Mar 20, 2023 to Mar 15, 2024
Pooled vehicle RAUM · $122M to $167M
Mar 20, 2023 to Mar 15, 2024
RAUM · $122M to $167M
Mar 20, 2023 to Mar 15, 2024
Advisory employees · 1 to 5
Jul 7, 2022 to Feb 22, 2023
Assets in custody · $80.8M to $122M
Jul 7, 2022 to Feb 22, 2023
Employees · 6 to 7
Jul 7, 2022 to Feb 22, 2023
Discretionary RAUM · $80.8M to $122M
Jul 7, 2022 to Feb 22, 2023
Pooled vehicle RAUM · $80.8M to $122M
Jul 7, 2022 to Feb 22, 2023
RAUM · $80.8M to $122M
Jul 7, 2022 to Feb 22, 2023
Accounts · unset to 3.0
Feb 14, 2022 to Jul 7, 2022
Pooled vehicle clients · unset to 3.0
Feb 14, 2022 to Jul 7, 2022
Assets in custody · $0 to $80.8M
Feb 14, 2022 to Jul 7, 2022
Custody of client assets · false to true
Feb 14, 2022 to Jul 7, 2022
Employees · 4 to 6
Feb 14, 2022 to Jul 7, 2022
Private funds · unset to 1
Feb 14, 2022 to Jul 7, 2022
Discretionary RAUM · unset to 80805783.0
Feb 14, 2022 to Jul 7, 2022
Non-discretionary RAUM · unset to 0.0
Feb 14, 2022 to Jul 7, 2022
Pooled vehicle RAUM · unset to 80805783.0
Feb 14, 2022 to Jul 7, 2022
RAUM · unset to 80805783.0
Feb 14, 2022 to Jul 7, 2022
Related bank · false to true
Feb 14, 2022 to Jul 7, 2022

Signals

1 dated events

••• Locked
Feb 14, 2022 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 4, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 4, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026