DFX Intelligence

D•••• E••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

D•••• E••••• C••••••

Advisor at W•••••• A••••••• L•

SALT LAKE CITY, UT

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Search this name across graphsid dfx:ria:37d4a713-9c80-ae67-825e-f383d64c1d3d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 16, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• A••••••• L•
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Aug 31, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• A••••••• L•	Asset manager	Mar 16, 2004	n/a	yes	SALT LAKE CITY, UT	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Sep 16, 2002	Apr 2, 2003	no	SALT LAKE CITY, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	W•••••• A••••••• L•	Apr 2, 2003	Mar 16, 2004	349	Firm change	Other

Relationships

Registered with (2)

→ W•••••• A••••••• L•Registered adviserregistration: current employment
Mar 16, 2004 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Sep 16, 2002 to Apr 2, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37d4a713-9c80-ae67-825e-f383d64c1d3d
First observed: Sep 16, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.