DFX Intelligence

W•••••• A••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

W•••••• A••••••• L•

CRD 106081

SALT LAKE CITY, UT

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Search this name across graphsid dfx:ria:253f953a-8943-c49e-f6d5-7252b1290970

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 67
Dated events: 9
On other graphs: 3
Observed: Mar 29, 2012 to Mar 16, 2026
28 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

W•••••• A••••••• L•

Venture manager · key cik, key crd, key sfn adviser, shared crd

Independent Sponsorsidentity

W•••••• A••••••• L•

Capital provider to sponsors · key cik, key crd, key sfn adviser, shared crd

Allocatorsidentity

W•••••• A••••••• L•

Manager with allocator commitments · key cik, key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.01 fund_share=0.63 institutional_share=0.35 related_bd=false related_bank=false bd_reps=17.0
Regulatory AUM: $23B••• Locked
Discretionary RAUM: $23B
Private client RAUM: $203Mderived••• Locked
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 41
RAUM per advisor: $569Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C•••••••• K•••• S••••••	n/a	SALT LAKE CITY, UT	33	34	n/a	yes
E••• S•••• B•••••••	n/a	SALT LAKE CITY, UT	26	28

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W•••••• E••••••• M•••••• S••••• M••••• F•••• L•••	Other Private Fund	$188M	Mar 16, 2026	4	Mar 30, 2023	reported	021-458617

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• E•••• S••••	PRESIDENT, DIRECTOR	Na	yes	12/2005	Mar 29, 2012	Apr 24, 2024
C•••••• J••••••• S••••••	Director	Na	yes	09/1980	Mar 29, 2012	Apr 24, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	4	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$23B	$28B	-16.4%	$22B	1.4%	96	96	0	0

Relationships

Registered with (49)

← D••••• A••••••Advisorregistration: current employment
May 27, 2026 to presentfactForm ADV
← C••••••••• J•••• L••••••Advisorregistration: current employment
Feb 11, 2026 to presentfactForm ADV
← K•••••• W••••• W•••••Advisorregistration: current employment
Jan 15, 2026 to presentfactForm ADV
← K••••• S•••••••

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 30, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-17.1B
Occurred
Jan 5, 2023
Succession filed (Item 4)
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 26, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$11.4B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:253f953a-8943-c49e-f6d5-7252b1290970
First observed: Mar 29, 2012
Last observed: Mar 16, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (12)

← S••••••• C••••••••• K••••OwnerDIRECTOR, DIRECTOR OF CLIENT RELATIONS, ownership code NA, individual
Mar 9, 2017 to Apr 24, 2024factForm ADV
← C•••••• J••••••• S••••••OwnerDIRECTOR, ownership code NA, individual
Mar 29, 2012 to Apr 24, 2024factForm ADV
← B•••••••• E•••• S••••OwnerPRESIDENT, DIRECTOR, ownership code NA, individual
Mar 29, 2012 to Apr 24, 2024factForm ADV
← T•••••• J••••• B••••••OwnerCHIEF EXECUTIVE OFFICER, DIRECTOR, ownership code NA, individual
Mar 29, 2012 to Apr 24, 2024factForm ADV
← K•••••••• A•••• C••••••••OwnerDIRECTOR, PORTFOLIO MANAGER, ownership code NA, individual
Mar 18, 2015 to Apr 24, 2024factForm ADV
← T••••••• D•••••• D•••OwnerDIRECTOR, VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, ownership code NA, individual
Mar 29, 2012 to Apr 24, 2024factForm ADV
← Y•••••• M••••••• K••••••OwnerDIRECTOR, VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, ownership code NA, individual
Mar 29, 2012 to Apr 24, 2024factForm ADV
← S••••••••• H•••••• R••OwnerDIRECTOR, DIRECTOR OF OPERATIONS, ownership code NA, individual
Mar 9, 2017 to Apr 24, 2024factForm ADV
← W• H•••••••• I•••OwnerLIMITED PARTNER, ownership code D, domestic entity
Apr 24, 2024 to Apr 24, 2024factForm ADV
← W•••••• A•••••• H•••••••• L•OwnerLIMITED PARTNER, ownership code E, domestic entity
Apr 24, 2024 to Apr 24, 2024factForm ADV
← W•••••• E••••••• P•••••••• L•OwnerLIMITED PARTNER, ownership code C, domestic entity
Apr 24, 2024 to Apr 24, 2024factForm ADV
← W•••••• G• L••OwnerGENERAL PARTNER, ownership code F, domestic entity
Apr 24, 2024 to Apr 24, 2024factForm ADV