DFX Intelligence

B•••• J••• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

B•••• J••• P••••••••

Advisor at C••••••• S••••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:37d7c9dc-b674-fd12-f37d-3695b2292cea

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 19, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 11, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• S••••••••• I•••	Bd affiliated wealth	May 29, 2025	n/a	yes	BUFFALO, NY\|WEST SENECA, NY\|WEST SENECA, NY\|BUFFALO, NY\|SYRACUSE, NY	Current employment
H••• S••••••••• •••• I•••	Bd affiliated wealth	Feb 19, 2023	Jun 9, 2025	no	Buffalo, NY\|BETHESDA, MD\|WASHINGTON, DC\|Buffalo, NY\|Amherst, NY\|Buffalo, NY\|Amherst, NY\|West Seneca, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••• S••••••••• •••• I•••	C••••••• S••••••••• I•••	Jun 9, 2025	May 29, 2025	-11	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ C••••••• S••••••••• I•••Registered adviserregistration: current employment
May 29, 2025 to presentfactForm ADV
→ H••• S••••••••• •••• I•••Registered adviserregistration: previous registration
Feb 19, 2023 to Jun 9, 2025factForm ADV

Dated events

Occurred
Jun 9, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37d7c9dc-b674-fd12-f37d-3695b2292cea
First observed: Feb 19, 2023
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.