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Advisor at CORIENT
NEWPORT BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Corient | Independent wealth | Jan 3, 2025 | n/a | yes | NEWPORT BEACH, CA | Current employment |
| CORIENT CAPITAL PARTNERS, LLC | Former SEC adviser | Sep 25, 2015 | Mar 31, 2023 | no | NEWPORT BEACH, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 27, 2001 | Sep 29, 2015 | no | NEWPORT BEACH, CA|NEWPORT BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CORIENT CAPITAL PARTNERS, LLC | Corient | Mar 31, 2023 | Jan 3, 2025 | 644 | Firm change after gap | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CORIENT CAPITAL PARTNERS, LLC | Sep 29, 2015 | Sep 25, 2015 | -4 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 170920:319448:CA:2023-03-31 | Mar 31, 2023 | Jan 3, 2025 | NEWPORT BEACH, CA | Firm change after gap |
| 7691:170920:CA:2015-09-29 | Sep 29, 2015 | Sep 25, 2015 | NEWPORT BEACH, CA | Firm change |