DFX Intelligence

A••• M••••••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

A••• M••••••• G•••

Advisor at M•••••• I•••••••••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:37de11c0-820b-44e3-2280-54b702628587

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 10, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 23, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• I•••••••••	I•••••••••_WEALTH	Mar 1, 2022	n/a	yes	LOS ANGELES, CA	Current employment
A••••••••• L••	Former SEC adviser	Oct 31, 2018	Mar 30, 2022	no	LOS ANGELES, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• L••	M•••••• I•••••••••	Mar 30, 2022	Mar 1, 2022	-29	Bulk transfer	RIA to RIA
W••••• G••••	A••••••••• L••	Oct 3, 2018	Oct 31, 2018

Relationships

Registered with (5)

→ M•••••• I•••••••••Registered adviserregistration: current employment
Mar 1, 2022 to presentfactForm ADV
→ A••••••••• L••Registered adviserregistration: previous registration
Oct 31, 2018 to Mar 30, 2022factForm ADV
→ W••••• G••••Registered adviserregistration: previous registration
Nov 17, 2006 to Oct 3, 2018factForm ADV
→ F••••• I••••••••• C••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37de11c0-820b-44e3-2280-54b702628587
First observed: Nov 10, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.