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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

SAMUEL MARCO Marco GUGLIEMINI

Advisor at MORGAN STANLEY

TOMS RIVER, NJ

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Search this name across graphsid dfx:ria:37df4359-4eb1-0254-af54-eac005215850

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 23, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 9, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 9, 1985
First registration: May 23, 2002
Dual registered: yes, broker-dealer
Other names: Marco Gugliemini|Samuel Marco Gugliemini
IAPD individual key: 1401857

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jul 28, 2023	n/a	yes	TOMS RIVER, NJ	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 3, 2010	Jul 31, 2023	no	TOMS RIVER, NJ	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Dec 16, 2010	no	Shrewsbury, NJ	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 18, 2003	Jun 1, 2009	no	SHREWSBURY, NJ\|SHREWSBURY, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Aug 18, 2003	no	RED BANK, NJ	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	May 23, 2002	Jul 1, 2003	no	RED BANK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Jul 31, 2023	Jul 28, 2023	-3	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 16, 2010	Dec 3, 2010	-13	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
WELLS FARGO ADVISORS	CITIGROUP GLOBAL MARKETS INC.	Aug 18, 2003	Aug 18, 2003	0	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Relationships

Registered with (5)

→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Dec 16, 2010factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 3, 2010 to Jul 31, 2023factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Aug 18, 2003 to Jun 1, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Aug 18, 2003factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
May 23, 2002 to Jul 1, 2003factForm ADV

Dated events

Occurred
Jul 31, 2023
Advisor changed firm
Samuel Marco Marco Gugliemini left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Morgan Stanley (registered 2023-07-28)
Form ADVobserved 5 days ago