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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Tania Cabrera

Advisor at PRINCIPAL SECURITIES, INC.

DES MOINES, IA | FORT MILL, SC

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Search this name across graphsid dfx:ria:37e662eb-0bbb-ba61-a9e6-ca11fcacdbe4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jul 23, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRINCIPAL SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 20, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 20, 2004
First registration: Jul 23, 2004
Dual registered: yes, broker-dealer
Other names: TANIA CABRERA
IAPD individual key: 4706056

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Sep 8, 2022	n/a	yes	FORT MILL, SC\|DES MOINES, IA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 18, 2018	Aug 17, 2022	no	FORT MILL, SC	Previous registration
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Aug 31, 2016	Jun 4, 2018	no	TAMPA, FL\|TAMPA, FL\|TAMPA, FL\|CHARLOTTE, NC	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Dec 10, 2013	Dec 31, 2016	no	ALPHARETTA, GA\|TAMPA, FL\|TAMPA, FL\|TAMPA, FL\|CHARLOTTE, NC	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jun 30, 2005	Jul 11, 2013	no	ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA	Previous registration
TRUIST SECURITIES, INC.	n/a	Mar 31, 2005	Jun 30, 2005	no	ATLANTA, GA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Jul 23, 2004	Sep 13, 2004	no	ALPHARETTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	PRINCIPAL SECURITIES, INC.	Aug 17, 2022	Sep 8, 2022	22	Firm change	RIA to ibd
TRUIST ADVISORY SERVICES, INC.	LPL FINANCIAL LLC	Jun 4, 2018	Jun 18, 2018	14	Firm change	Ibd to RIA
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Dec 31, 2016	Aug 31, 2016	-122	Bulk transfer	Other
TRUIST SECURITIES, INC.	SUNTRUST INVESTMENT SERVICES, INC.	Jun 30, 2005	Jun 30, 2005	0	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	TRUIST SECURITIES, INC.	Sep 13, 2004	Mar 31, 2005	199	Firm change	Other

Relationships

Registered with (6)

→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: current employment
Sep 8, 2022 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 18, 2018 to Aug 17, 2022factForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Aug 31, 2016 to Jun 4, 2018factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Dec 10, 2013 to Dec 31, 2016factForm ADV
→ TRUIST SECURITIES, INC.Registered adviserregistration: previous registration
Mar 31, 2005 to Jun 30, 2005factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 23, 2004 to Sep 13, 2004factForm ADV

Dated events

Occurred
Aug 17, 2022
Advisor changed firm
Tania Cabrera left Lpl Financial Llc for Principal Securities, Inc. (registered 2022-09-08)
Form ADVobserved 6 days ago