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Registered advisor
T•••• C••••••
Feed of 09/14/2026
Also filed as T•••• C••••••
At current firm
4 y
since Sep 8, 2022
In the industry
22 y
since Jul 20, 2004 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Sep 8, 2022 · Fort Mill, Sc
- L•• F•••••••• L•• BD affiliatedJun 18, 2018 to Aug 17, 2022 · Fort Mill, Sc
- T••••• A••••••• S•••••••• I••• BD affiliatedAug 31, 2016 to Jun 4, 2018 · Tampa, Fl
- S••••••• I••••••••• S•••••••• I••• formerDec 10, 2013 to Dec 31, 2016 · Alpharetta, Ga
- S••••••• I••••••••• S•••••••• I••• formerJun 30, 2005 to Jul 11, 2013 · Atlanta, Ga
- T••••• S••••••••• I••• unclassifiedMar 31, 2005 to Jun 30, 2005 · Atlanta, Ga
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJul 23, 2004 to Sep 13, 2004 · Alpharetta, Ga
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to P•••••••• S••••••••• I•••left Aug 17, 2022, registered Sep 8, 2022 (22 days) · RIA to affiliated broker-dealer or bank
- T••••• A••••••• S•••••••• I••• to L•• F•••••••• L••left Jun 4, 2018, registered Jun 18, 2018 (14 days) · Affiliated broker-dealer or bank to independent RIA
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Aug 31, 2016 (-122 days) · corporate re-registration, not a move
- T••••• S••••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Jun 30, 2005, registered Jun 30, 2005 (0 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to T••••• S••••••••• I•••left Sep 13, 2004, registered Mar 31, 2005 (199 days) · Other
Signals
- T•••• C•••••• left L•• F•••••••• L•• for P•••••••• S••••••••• I••• (registered 2022-09-08)Aug 17, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address