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M•••••• D•••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

M•••••• D•••• C•••••••••

Advisor at C•••••• S••••• • C••• I•••

Cranberry Township, PA | Wayne, PA

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Search this name across graphsid dfx:ria:37e9f6fc-7090-677d-2c7f-d516364208d4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 5, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 29, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Jan 9, 2014	n/a	yes	Wayne, PA\|Cranberry Township, PA	Current employment
T• A••••••••• I•••	Former SEC adviser	Sep 16, 2022	Oct 14, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T• A••••••••• I•••	n/a	Oct 14, 2022	n/a	n/a	Departure no registered destination	Departure
S•••••••• A••••••• L••	C•••••• S••••• • C••• I•••	Jan 18, 2012	Jan 9, 2014

Relationships

Registered with (4)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jun 4, 2008 to Nov 12, 2010factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Sep 16, 2022 to Oct 14, 2022factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Dec 22, 2010 to Jan 18, 2012factForm ADV
→ F••••• I•••••••••

Dated events

Occurred
Oct 14, 2022
Advisor departed, no destination yet
M•••••• D•••• C••••••••• no longer registered at T• A••••••••• I•••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37e9f6fc-7090-677d-2c7f-d516364208d4
First observed: Oct 5, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.