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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

NICHOLAS WEALTH MANAGEMENT

NICHOLAS WEALTH, LLC, CRD 282635

MARIETTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:37eb6501-0ddc-3967-1a85-277e9d04da11

Data as of Apr 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 11
On other graphs: 0
Observed: Jul 12, 2021 to Apr 24, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.4 fund_share=0.6 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $740MItem 5.F on the latest filing (2026-04-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $740M
Private client RAUM: $294MderivedItem 5.D individuals plus high net worth individuals
Private client share: 40%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $82.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 19
Advisory employees: 9
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2,250
Individual clients: 1,013
High net worth clients: 44
SEC number: 801-122063
CRD: 282635
Filings on the tape: 31
First filed: Jul 12, 2021
Latest filed: Apr 24, 2026
Organised: Limited Liability Company, GA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID ALEXIS NICHOLAS	n/a	MARIETTA, GA	10	18	1	yes
Cynthia Joy Panian	n/a	MARIETTA, GA	5	15	n/a	no
Jared Weston Chambers	n/a	MARIETTA, GA	4	10	n/a	no
Stephen Aaron Jones	n/a	MARIETTA, GA	4	16	n/a	no
Ian Sears	n/a	MARIETTA, GA	1	11	n/a	no
Amanda Serafino	n/a	MARIETTA, GA	1	12	n/a	no
Timothy Christian Hart	n/a	MARIETTA, GA	1	10	n/a	no
BAILEY ALEXANDER WOODS	n/a	MARIETTA, GA	1	13	1	no
Logan Chase Pritchett	n/a	MARIETTA, GA	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
NICHOLAS, DAVID, ALEXIS	President	E	yes	02/2016	Jul 12, 2021	Dec 12, 2024
FLEMING, STACY, GRAVES	CHIEF COMPLIANCE OFFICER	Na	no	12/2023	Dec 5, 2023	Dec 12, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Alpharetta	Ga	United States	4	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 5 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 24, 2026	$740M	$740M	19	9	1	n/a	n/a
2024	Apr 16, 2025	$414M	$414M	18	10	1	n/a	n/a
2023	Mar 21, 2024	$203M	$203M	14	6	0	n/a	n/a
2022	Mar 31, 2023	$142M	$142M	13	7	0	n/a	n/a
2021	Mar 1, 2022	$130M	$130M	5	4	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	11.1%	0	0	0	1	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$740M	$414M	78.8%	$142M	73.2%	19	18	1	1

Relationships

Registered with (13)

← Logan Chase PritchettAdvisorregistration: current employment
Jun 15, 2026 to presentfactForm ADV
← BAILEY ALEXANDER WOODSAdvisorregistration: current employment
Sep 11, 2025 to presentfactForm ADV
← Timothy Christian HartAdvisorregistration: current employment
Apr 24, 2025 to presentfactForm ADV
← Amanda SerafinoAdvisorregistration: current employment
Jan 8, 2025 to presentfactForm ADV
← Ian SearsAdvisorregistration: current employment
Dec 5, 2024 to presentfactForm ADV
← Stephen Aaron JonesAdvisorregistration: current employment
Sep 13, 2022 to presentfactForm ADV
← Jared Weston ChambersAdvisorregistration: current employment
Nov 4, 2021 to presentfactForm ADV
← Cynthia Joy PanianAdvisorregistration: current employment
Jun 15, 2021 to presentfactForm ADV
← DAVID ALEXIS NICHOLASAdvisorregistration: current employment
May 10, 2016 to presentfactForm ADV
← Graham ReynoldsAdvisorregistration: previous registration
Aug 24, 2022 to Jan 21, 2026factForm ADV
← Aaron William GainesAdvisorregistration: previous registration
Jul 25, 2019 to Apr 10, 2025factForm ADV
← KRISTIE INGLEAdvisorregistration: previous registration
Jul 20, 2023 to Dec 11, 2023factForm ADV
← Craig Jeffrey JenningsAdvisorregistration: previous registration
Feb 14, 2020 to Sep 10, 2021factForm ADV

Controls (1)

← NICHOLAS, DAVID, ALEXISOwnerPRESIDENT, ownership code E, individual
Jul 12, 2021 to Dec 12, 2024factForm ADV

Owns (1)

← FLEMING, STACY, GRAVESOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 5, 2023 to Dec 12, 2024factForm ADV

Dated events

Occurred
Mar 23, 2026
Regulatory AUM changed
Nicholas Wealth Management reported RAUM $739.8M, up 79% from $413.7M (2025-12-04 to 2026-03-23)
Form ADVobserved 5 days ago
$326M
Occurred
Jan 21, 2026
Advisor changed firm
Graham Reynolds left Nicholas Wealth Management for Lpl Financial Llc (registered 2026-05-28)
Form ADVobserved 5 days ago
Occurred
Apr 16, 2025
Regulatory AUM changed
Nicholas Wealth Management reported RAUM $413.7M, up 104% from $203.1M (2024-12-12 to 2025-04-16)
Form ADVobserved 5 days ago
$211M
Occurred
Apr 10, 2025
Advisor changed firm
Aaron William Gaines left Nicholas Wealth Management for Gaines Capital Management (registered 2025-04-29)
Form ADVobserved 5 days ago
Occurred
Dec 11, 2023
Advisor changed firm
Kristie Ingle left Nicholas Wealth Management for Fidelity Personal And Workplace Advisors (registered 2024-01-24)
Form ADVobserved 5 days ago
Occurred
Dec 5, 2023
Control person left
Jean Nancy Tyminski (Chief Compliance Officer) no longer on Schedule A of Nicholas Wealth Management (listed 2023-10-25, absent 2023-12-05)
Form ADVobserved 5 days ago
Occurred
Dec 5, 2023
Control person joined
Graves Stacy Fleming (Chief Compliance Officer) appeared on Schedule A of Nicholas Wealth Management
Form ADVobserved 5 days ago
Occurred
Mar 31, 2023
Control person joined
Jean Nancy Tyminski (Chief Compliance Officer) appeared on Schedule A of Nicholas Wealth Management
Form ADVobserved 5 days ago
Occurred
Mar 31, 2023
Control person left
Michael Justin Slaughter (Chief Compliance Officer & Investment Advisor Representative) no longer on Schedule A of Nicholas Wealth Management (listed 2022-12-12, absent 2023-03-31)
Form ADVobserved 5 days ago
Occurred
Jan 20, 2022
Control person joined
Michael Justin Slaughter (Chief Compliance Officer & Investment Advisor Representative) appeared on Schedule A of Nicholas Wealth Management
Form ADVobserved 5 days ago
Occurred
Jul 12, 2021
First Form ADV filing
Bluepath Capital Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37eb6501-0ddc-3967-1a85-277e9d04da11
First observed: Jul 12, 2021
Last observed: Apr 24, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NICHOLAS WEALTH MANAGEMENT

NICHOLAS WEALTH, LLC, CRD 282635

MARIETTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:37eb6501-0ddc-3967-1a85-277e9d04da11

Data as of Apr 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:34 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID ALEXIS NICHOLAS

n/a

MARIETTA, GA

yes

Cynthia Joy Panian

n/a

MARIETTA, GA

n/a

Jared Weston Chambers

n/a

MARIETTA, GA

n/a

Stephen Aaron Jones

n/a

MARIETTA, GA

n/a

Ian Sears

n/a

MARIETTA, GA

n/a

Amanda Serafino

n/a

MARIETTA, GA

n/a

Timothy Christian Hart

n/a

MARIETTA, GA

n/a

BAILEY ALEXANDER WOODS

n/a

MARIETTA, GA

Logan Chase Pritchett

n/a

MARIETTA, GA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

NICHOLAS, DAVID, ALEXIS

President

yes

02/2016

Jul 12, 2021

Dec 12, 2024

FLEMING, STACY, GRAVES

CHIEF COMPLIANCE OFFICER

12/2023

Dec 5, 2023

Dec 12, 2024

City

State

Country

Employees

Also broker-dealer

Alpharetta

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 24, 2026

$740M

n/a

2024

Apr 16, 2025

$414M

n/a

2023

Mar 21, 2024

$203M

n/a

2022

Mar 31, 2023

$142M

n/a

2021

Mar 1, 2022

$130M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

11.1%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$740M

$414M

78.8%

$142M

73.2%