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RIA / WealthAdvisor11 years in industry

Craig Jeffrey Jennings

Advisor at SAFEWATER INVESTMENT MANAGEMENT LLC

ALPHARETTA, GA

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Search this name across graphsid dfx:ria:081a1b8e-e7ec-186d-99c9-9ef04228afbf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 13, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SAFEWATER INVESTMENT MANAGEMENT LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 12, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 12, 2014
First registration: Nov 13, 2014
Dual registered: no
Other names: Craig J Jennings
IAPD individual key: 6379023

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SAFEWATER INVESTMENT MANAGEMENT LLC	State registered	Nov 3, 2021	n/a	yes	ALPHARETTA, GA	Current employment
NICHOLAS WEALTH MANAGEMENT	Mixed wealth	Feb 14, 2020	Sep 10, 2021	no	MARIETTA, GA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Apr 10, 2015	Feb 4, 2020	no	VESTAVIA HLS, AL	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Nov 13, 2014	Apr 1, 2015	no	BIRMINGHAM, AL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Nov 13, 2014	Apr 1, 2015	no	BIRMINGHAM, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NICHOLAS WEALTH MANAGEMENT	SAFEWATER INVESTMENT MANAGEMENT LLC	Sep 10, 2021	Nov 3, 2021	54	Firm change	RIA to state RIA
SECURITIES AMERICA ADVISORS, INC.	NICHOLAS WEALTH MANAGEMENT	Feb 4, 2020	Feb 14, 2020	10	Firm change	Ibd to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Apr 1, 2015	Nov 13, 2014	-139	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Apr 1, 2015	Nov 13, 2014	-139	Channel change	Other

Relationships

Registered with (5)

→ SAFEWATER INVESTMENT MANAGEMENT LLCRegistered adviserregistration: current employment
Nov 3, 2021 to presentfactForm ADV
→ NICHOLAS WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Feb 14, 2020 to Sep 10, 2021factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Apr 10, 2015 to Feb 4, 2020factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 13, 2014 to Apr 1, 2015factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Nov 13, 2014 to Apr 1, 2015factForm ADV

Dated events

No dated event names this entity yet.