DFX Intelligence

A•••••• C• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

A•••••• C• B••••••

Advisor at R•••••• J•••• • A••••••••• I•••

Miami Beach, FL | Fort Lauderdale, FL

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Search this name across graphsid dfx:ria:37f599f0-3dff-6a02-b5d5-d1b0072c2b7e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 28, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Apr 7, 2023	n/a	yes	Fort Lauderdale, FL\|Miami Beach, FL	Current employment
D••••••• B••• S••••••••• I•••	No RAUM reported	Jul 29, 2019	Mar 22, 2023	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• B••• S••••••••• I•••	R•••••• J•••• • A••••••••• I•••	Mar 22, 2023	Apr 7, 2023	16	Firm change	Ibd to ibd
H••• S••••••••• •••• I•••	D••••••• B••• S••••••••• I•••	Jun 7, 2019	Jul 29, 2019

Relationships

Registered with (3)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Apr 7, 2023 to presentfactForm ADV
→ D••••••• B••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 29, 2019 to Mar 22, 2023factForm ADV
→ H••• S••••••••• •••• I•••Registered adviserregistration: previous registration
Aug 28, 2014 to Jun 7, 2019factForm ADV

Dated events

Occurred
Mar 22, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37f599f0-3dff-6a02-b5d5-d1b0072c2b7e
First observed: Aug 28, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.