DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Antonio C. Barbosa
Feed of 09/15/2026
Also filed as Antonio Carlos Benevides Barbosa
At current firm
3 y
since Apr 7, 2023
In the industry
12 y
since Jan 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James & Associates, Inc. national BD currentsince Apr 7, 2023 · Fort Lauderdale, Fl
- Deutsche Bank Securities Inc. no RAUMJul 29, 2019 to Mar 22, 2023 · New York, Ny
- Hsbc Securities (USA) Inc. BD affiliatedAug 28, 2014 to Jun 7, 2019 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Deutsche Bank Securities Inc. to Raymond James & Associates, Inc.left Mar 22, 2023, registered Apr 7, 2023 (16 days) · Affiliated broker-dealer or bank to another
- Hsbc Securities (USA) Inc. to Deutsche Bank Securities Inc.left Jun 7, 2019, registered Jul 29, 2019 (52 days) · Other
Signals
- Antonio C. Barbosa left Deutsche Bank Securities Inc. for Raymond James & Associates, Inc. (registered 2023-04-07)Mar 22, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address