DFX Intelligence

B•••• P••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor35 years in industry

B•••• P••• H•••••

Advisor at T•• A•••••••• I•••

Eden Prairie, MN | SUMMIT, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:37f628f5-61a4-6914-b0fd-671afad685d5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 15, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 19, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• I•••	Bd affiliated wealth	Jan 2, 2014	n/a	yes	SUMMIT, NJ\|Eden Prairie, MN	Current employment
Q•••••• A•••• M••••••••• I•••	Former SEC adviser	Jun 2, 2011	Sep 20, 2012	no	EDINA, MN\|CHASKA, MN\|MINNEAPOLIS, MN\|CHASKA, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q•••••• A•••• M••••••••• I•••	T•• A•••••••• I•••	Sep 20, 2012	Jan 2, 2014	469	Firm change after gap	Other
B•••••• S•••• C••••••	Q•••••• A•••• M••••••••• I•••	Feb 14, 2011	Jun 2, 2011

Relationships

Registered with (5)

→ T•• A•••••••• I•••Registered adviserregistration: current employment
Jan 2, 2014 to presentfactForm ADV
→ Q•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 2, 2011 to Sep 20, 2012factForm ADV
→ B•••••• S•••• C••••••Registered adviserregistration: previous registration
May 21, 2010 to Feb 14, 2011factForm ADV
→ S••••••• A•••• M••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:37f628f5-61a4-6914-b0fd-671afad685d5
First observed: Sep 15, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.