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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

KEITH ANTHONY GUERTIN

Advisor at ONEDIGITAL

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:37f9a84f-0ee3-a5c7-9a65-c09e6f4dc1fd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 15, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ONEDIGITAL
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 1, 2006
First registration: Dec 15, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 5114052

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Onedigital	Institutional manager	May 8, 2015	n/a	yes	OVERLAND PARK, KS	Current employment
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	Former SEC adviser	Dec 3, 2012	Mar 12, 2015	no	OVERLAND PARK, KS	Previous registration
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	Oct 22, 2009	Dec 18, 2012	no	LEES SUMMIT, MO	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Dec 15, 2006	Dec 4, 2008	no	OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	Onedigital	Mar 12, 2015	May 8, 2015	57	Firm change	Other
ONEAMERICA SECURITIES, INC.	J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	Dec 18, 2012	Dec 3, 2012	-15	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	ONEAMERICA SECURITIES, INC.	Dec 4, 2008	Oct 22, 2009	322	Firm change	Other

Relationships

Registered with (4)

→ ONEDIGITALRegistered adviserregistration: current employment
May 8, 2015 to presentfactForm ADV
→ J P TURNER & COMPANY CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 3, 2012 to Mar 12, 2015factForm ADV
→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Oct 22, 2009 to Dec 18, 2012factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Dec 15, 2006 to Dec 4, 2008factForm ADV

Dated events

No dated event names this entity yet.