RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• A•••••• G••••••
- O••••••••• institutional currentsince May 8, 2015 · Overland Park, Ks
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• formerDec 3, 2012 to Mar 12, 2015 · Overland Park, Ks
- O••••••••• S••••••••• I••• BD affiliatedOct 22, 2009 to Dec 18, 2012 · Lees Summit, Mo
- N•• E•••••• S••••••••• C••••••••• formerDec 15, 2006 to Dec 4, 2008 · Overland Park, Ks
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• to O•••••••••left Mar 12, 2015, registered May 8, 2015 (57 days) · Other
- O••••••••• S••••••••• I••• to J• P• T••••• • C•••••• C•••••• M••••••••• L••left Dec 18, 2012, registered Dec 3, 2012 (-15 days) · Other
- N•• E•••••• S••••••••• C••••••••• to O••••••••• S••••••••• I•••left Dec 4, 2008, registered Oct 22, 2009 (322 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address