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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

JOHN PATRICK LEDERER

Advisor at LPL FINANCIAL LLC

MONTVILLE, NJ

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Search this name across graphsid dfx:ria:37fbeec7-fed5-0f12-483b-e1bf479bbcbe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 2, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 2, 1995
First registration: Nov 27, 2006
Dual registered: yes, broker-dealer
Other names: JOHN LEDERER
IAPD individual key: 2560000

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 10, 2025	n/a	yes	MONTVILLE, NJ	Current employment
OPPENHEIMER & CO. INC.	Bd affiliated wealth	May 21, 2014	Aug 12, 2025	no	WHITE PLAINS, NY\|STAMFORD, CT\|NEW YORK, NY\|NEW YORK, NY\|WHITE PLAINS, NY\|STAMFORD, CT\|GLEN ROCK, NJ	Previous registration
MORGAN STANLEY	Wirehouse	Apr 10, 2013	Jun 2, 2014	no	Paramus, NJ	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 25, 2011	Feb 14, 2013	no	Warren, NJ	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	Oct 25, 2007	no	ROSELAND, NJ\|SHORT HILLS, NJ	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Nov 27, 2006	May 29, 2007	no	WASHINGTON, DC\|SHORT HILLS, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OPPENHEIMER & CO. INC.	LPL FINANCIAL LLC	Aug 12, 2025	Oct 10, 2025	59	Firm change	Ibd to ibd
MORGAN STANLEY	OPPENHEIMER & CO. INC.	Jun 2, 2014	May 21, 2014	-12	Firm change	Other
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY	Feb 14, 2013	Apr 10, 2013	55	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	UBS FINANCIAL SERVICES INC.	Oct 25, 2007	Feb 25, 2011	1,219	Firm change after gap	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Oct 10, 2025 to presentfactForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
May 21, 2014 to Aug 12, 2025factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Apr 10, 2013 to Jun 2, 2014factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 25, 2011 to Feb 14, 2013factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 29, 2007 to Oct 25, 2007factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Nov 27, 2006 to May 29, 2007factForm ADV

Dated events

Occurred
Aug 12, 2025
Advisor changed firm
John Patrick Lederer left Oppenheimer & Co. Inc. for Lpl Financial Llc (registered 2025-10-10)
Form ADVobserved 5 days ago