DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

John Patrick Lederer

LPL Financial LLCBD affiliatedMontville, Njdual registrantIAPD 2560000

Feed of 09/14/2026

Also filed as John Lederer

At current firm

0 y

since Oct 10, 2025

In the industry

31 y

since Feb 2, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Oct 10, 2025 · Montville, Nj
Oppenheimer & Co. Inc. BD affiliated
May 21, 2014 to Aug 12, 2025 · White Plains, Ny
Morgan Stanley wirehouse
Apr 10, 2013 to Jun 2, 2014 · Paramus, Nj
UBS Financial Services Inc. wirehouse
Feb 25, 2011 to Feb 14, 2013 · Warren, Nj
Citigroup Global Markets Inc. BD affiliated
May 29, 2007 to Oct 25, 2007 · Roseland, Nj
Citicorp Investment Services unclassified
Nov 27, 2006 to May 29, 2007 · Washington, Dc

Moves

a registration end followed by a registration begin elsewhere

Oppenheimer & Co. Inc. to LPL Financial LLC
left Aug 12, 2025, registered Oct 10, 2025 (59 days) · Affiliated broker-dealer or bank to another
Morgan Stanley to Oppenheimer & Co. Inc.
left Jun 2, 2014, registered May 21, 2014 (-12 days) · Other
UBS Financial Services Inc. to Morgan Stanley
left Feb 14, 2013, registered Apr 10, 2013 (55 days) · Wirehouse to wirehouse
Citigroup Global Markets Inc. to UBS Financial Services Inc.
left Oct 25, 2007, registered Feb 25, 2011 (1219 days) · Other
Citicorp Investment Services to Citigroup Global Markets Inc.
left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move

Signals

John Patrick Lederer left Oppenheimer & Co. Inc. for Lpl Financial Llc (registered 2025-10-10)
Aug 12, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address