DFX Intelligence

V••••• J•••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

V••••• J•••• L••••

Advisor at M••••• A•••••••• L••

Forest Grove, OR | OMAHA, NE

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 12, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 22, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• A•••••••• L••	Bd affiliated wealth	Jun 30, 2022	n/a	yes	Forest Grove, OR\|OMAHA, NE	Current employment
G••• C•••••• M••••••••• I•••	Former SEC adviser	Mar 12, 2010	Jul 29, 2022	no	CALDAS NOVAS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••• C•••••• M••••••••• I•••	M••••• A•••••••• L••	Jul 29, 2022	Jun 30, 2022	-29	Firm change	RIA to ibd

Relationships

Registered with (2)

→ M••••• A•••••••• L••Registered adviserregistration: current employment
Jun 30, 2022 to presentfactForm ADV
→ G••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Mar 12, 2010 to Jul 29, 2022factForm ADV

Dated events

Order

Occurred
29 Jul 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 12, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.