DFX Intelligence

J••••••• L•• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

J••••••• L•• W••••••

Advisor at R•• C•••••• M••••••• L••

Vienna, VA | Reston, VA

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Search this name across graphsid dfx:ria:380979a0-a25e-2ac6-c260-d389637aaf38

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 1, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• C•••••• M••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 30, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• C•••••• M••••••• L••	National bd RIA	Jun 22, 2020	n/a	yes	Vienna, VA\|Reston, VA	Current employment
P••••••••• P•••••••• L••	Former SEC adviser	Dec 1, 2016	Jun 22, 2020	no	Reston, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• P•••••••• L••	R•• C•••••• M••••••• L••	Jun 22, 2020	Jun 22, 2020	0	Firm change	RIA to ibd
M••••••••• C•••••• S••••••••• L••	P••••••••• P•••••••• L••	Nov 12, 2019	Dec 1, 2016

Relationships

Registered with (4)

→ R•• C•••••• M••••••• L••Registered adviserregistration: current employment
Jun 22, 2020 to presentfactForm ADV
→ P••••••••• P•••••••• L••Registered adviserregistration: previous registration
Dec 1, 2016 to Jun 22, 2020factForm ADV
→ M••••••••• C•••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 6, 2010 to Nov 12, 2019factForm ADV
→ L•••• M•• • A••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:380979a0-a25e-2ac6-c260-d389637aaf38
First observed: Oct 1, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.