DFX Intelligence

A••••• P••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

A••••• P••••• A••••

Advisor at N•••••• G•••• C••••••••• L••

LAKE MARY, FL

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Search this name across graphsid dfx:ria:380b8ad9-74ad-546d-2796-0c4a40e067f2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 22, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• G•••• C••••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jul 31, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• G•••• C••••••••• L••	Institutional manager	Mar 21, 2018	n/a	yes	LAKE MARY, FL	Current employment
N•••••• G•••• S••••••••• I•••	Former SEC adviser	Oct 22, 2007	Dec 22, 2017	no	LAKE MARY, FL\|Lake Mary, FL\|LAKE MARY, FL\|LAKE MARY, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• G•••• S••••••••• I•••	N•••••• G•••• C••••••••• L••	Dec 22, 2017	Mar 21, 2018	89	Channel change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
29722:140944:FL:2017-12-21	Dec 22, 2017	Mar 21, 2018	LAKE MARY, FL	Firm change

Relationships

Registered with (2)

→ N•••••• G•••• C••••••••• L••Registered adviserregistration: current employment
Mar 21, 2018 to presentfactForm ADV
→ N•••••• G•••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 22, 2007 to Dec 22, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:380b8ad9-74ad-546d-2796-0c4a40e067f2
First observed: Oct 22, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.