DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at L•• F•••••••• L••
RED BANK, NJ | VERO BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 11, 2019 | n/a | yes | VERO BEACH, FL|RED BANK, NJ | Current employment |
| C••••••••• F•••••••• N•••••• | National bd RIA | Nov 16, 2011 | Jul 12, 2019 | no | RUMSON, NJ|WALTHAM, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••••• F•••••••• N•••••• | L•• F•••••••• L•• | Jul 12, 2019 | Jul 11, 2019 | -1 | Firm change | Ibd to RIA |
| W••••••• C•••••• M••••••• L•• | C••••••••• F•••••••• N•••••• | Oct 28, 2011 | Nov 16, 2011 |
| W••••••• C•••••• M••••••• L•• | Former SEC adviser | Jan 24, 2003 | Oct 28, 2011 | no | RUMSON, NJ|W•••••••, CT|W•••••••, CT | Previous registration |
| P••••••••• E••••• G••••• L•• | n/a | Feb 28, 1998 | Jan 29, 2003 | no | W•••••••, CT | Previous registration |
| 19 |
| Firm change |
| Other |
| P••••••••• E••••• G••••• L•• | W••••••• C•••••• M••••••• L•• | Jan 29, 2003 | Jan 24, 2003 | -5 | Firm change | Other |