DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ronald Evan Jaeger
Feed of 09/15/2026
Also filed as Ronald Evan Jaeger
At current firm
7 y
since Jul 11, 2019
In the industry
33 y
since Jun 15, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jul 11, 2019 · Vero Beach, Fl
- Commonwealth Financial Network national BDNov 16, 2011 to Jul 12, 2019 · Rumson, Nj
- Westport Capital Markets, LLC formerJan 24, 2003 to Oct 28, 2011 · Rumson, Nj
- Prudential Equity Group, LLC unclassifiedFeb 28, 1998 to Jan 29, 2003 · Westport, Ct
Moves
a registration end followed by a registration begin elsewhere
- Commonwealth Financial Network to LPL Financial LLCleft Jul 12, 2019, registered Jul 11, 2019 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- Westport Capital Markets, LLC to Commonwealth Financial Networkleft Oct 28, 2011, registered Nov 16, 2011 (19 days) · Other
- Prudential Equity Group, LLC to Westport Capital Markets, LLCleft Jan 29, 2003, registered Jan 24, 2003 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address