DFX Intelligence

W•••••• E••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

W•••••• E••• B••••••

Advisor at C••••••••• W•••••• L••

Newport Beach, CA | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:3814c374-68f7-6a44-a156-79f8a2fc61d5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 6, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 17, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W•••••• L••	Independent wealth	Mar 25, 2022	n/a	yes	Newport Beach, CA\|LOS ANGELES, CA	Current employment
V•••••• W••• C•••••• M•••••••••	Former SEC adviser	Jan 13, 2014	Sep 30, 2022	no	SAN DIEGO, CA\|San Diego, CA\|Cardiff by the Sea, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••••• W••• C•••••• M•••••••••	C••••••••• W•••••• L••	Sep 30, 2022	Mar 25, 2022	-189	Firm change after gap	RIA to RIA
K••••• P•••••• W••••• S•••••••• L••	V•••••• W••• C•••••• M•••••••••	Feb 20, 2014	Jan 13, 2014

Relationships

Registered with (6)

→ C••••••••• W•••••• L••Registered adviserregistration: current employment
Mar 25, 2022 to presentfactForm ADV
→ V•••••• W••• C•••••• M•••••••••Registered adviserregistration: previous registration
Jan 13, 2014 to Sep 30, 2022factForm ADV
→ K••••• P•••••• W••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 9, 2012 to Feb 20, 2014factForm ADV
→ M••••• S••••••

Dated events

Occurred
Sep 30, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3814c374-68f7-6a44-a156-79f8a2fc61d5
First observed: Oct 6, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.