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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Durham, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jun 7, 2022 | n/a | yes | Durham, NC | Current employment |
| EDWARD JONES | National bd RIA | Jun 3, 2009 | Jun 6, 2022 | no | Durham, NC|DURHAM, NC | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 30, 2004 | Jun 3, 2009 | no | DURHAM, NC|CHAPEL HILL, NC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2002 | May 4, 2004 | no | DURHAM, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jun 6, 2022 | Jun 7, 2022 | 1 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | EDWARD JONES | Jun 3, 2009 | Jun 3, 2009 | 0 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 4, 2004 | Apr 30, 2004 | -4 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 250:149018:NC:2022-06-06 | Jun 6, 2022 | Jun 7, 2022 | DURHAM, NC | Firm change |