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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

Dan Craig McLaughlin

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Lake Oswego, OR

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Search this name across graphsid dfx:ria:381e83eb-1891-601a-1e3a-2c5e1590a9e1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 29, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 9, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Oct 9, 1995
First registration: Mar 29, 2004
Dual registered: yes, broker-dealer
Other names: DAN CRAIG MCLAUGHLIN
IAPD individual key: 2663161

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	May 28, 2025	n/a	yes	Lake Oswego, OR	Current employment
KEY INVESTMENT SERVICES LLC	Bd affiliated wealth	Jul 2, 2012	Jun 13, 2025	no	Vancouver, WA\|Beaverton, OR\|Portland, OR\|BROOKLYN, OH\|Aloha, OR	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	May 6, 2010	Jun 22, 2012	no	Portland, OR\|Portland, OR\|Portland, OR\|PORTLAND, OR\|PORTLAND, OR\|Portland, OR	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 2, 2009	May 4, 2010	no	PORTLAND, OR\|HAPPY VALLEY, OR\|PORTLAND, OR\|PORTLAND, OR\|PORTLAND, OR	Previous registration
WAMU INVESTMENTS, INC.	n/a	Jan 11, 2008	May 2, 2009	no	PORTLAND, OR\|PORTLAND, OR\|TROUTDALE, OR\|PORTLAND, OR\|PORTLAND, OR\|PORTLAND, OR	Previous registration
PHILLIPS & COMPANY	Former SEC adviser	Mar 29, 2004	Dec 21, 2007	no	PORTLAND, OR\|PORTLAND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KEY INVESTMENT SERVICES LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jun 13, 2025	May 28, 2025	-16	Firm change	Ibd to ibd
U.S. BANCORP INVESTMENTS, INC.	KEY INVESTMENT SERVICES LLC	Jun 22, 2012	Jul 2, 2012	10	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	U.S. BANCORP INVESTMENTS, INC.	May 4, 2010	May 6, 2010	2	Firm change	Other
WAMU INVESTMENTS, INC.	CHASE INVESTMENT SERVICES CORP.	May 2, 2009	May 2, 2009	0	Bulk transfer	Other
PHILLIPS & COMPANY	WAMU INVESTMENTS, INC.	Dec 21, 2007	Jan 11, 2008	21	Firm change	Other

Relationships

Registered with (6)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
May 28, 2025 to presentfactForm ADV
→ KEY INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Jul 2, 2012 to Jun 13, 2025factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
May 6, 2010 to Jun 22, 2012factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 2, 2009 to May 4, 2010factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Jan 11, 2008 to May 2, 2009factForm ADV
→ PHILLIPS & COMPANYRegistered adviserregistration: previous registration
Mar 29, 2004 to Dec 21, 2007factForm ADV

Dated events

Occurred
Jun 13, 2025
Advisor changed firm
Dan Craig Mclaughlin left Key Investment Services Llc for Raymond James Financial Services Advisors, Inc (registered 2025-05-28)
Form ADVobserved 6 days ago