RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•• C•••• M•••••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince May 28, 2025 · Lake Oswego, Or
- K•• I••••••••• S••••••• L•• BD affiliatedJul 2, 2012 to Jun 13, 2025 · Vancouver, Wa
- U••• B•••••• I••••••••• I••• formerMay 6, 2010 to Jun 22, 2012 · Portland, Or
- C•••• I••••••••• S••••••• C•••• formerMay 2, 2009 to May 4, 2010 · Portland, Or
- W••• I••••••••• I••• unclassifiedJan 11, 2008 to May 2, 2009 · Portland, Or
- P••••••• • C•••••• formerMar 29, 2004 to Dec 21, 2007 · Portland, Or
- K•• I••••••••• S••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 13, 2025, registered May 28, 2025 (-16 days) · Affiliated broker-dealer or bank to another
- U••• B•••••• I••••••••• I••• to K•• I••••••••• S••••••• L••left Jun 22, 2012, registered Jul 2, 2012 (10 days) · Other
- C•••• I••••••••• S••••••• C•••• to U••• B•••••• I••••••••• I•••left May 4, 2010, registered May 6, 2010 (2 days) · Other
- W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
- P••••••• • C•••••• to W••• I••••••••• I•••left Dec 21, 2007, registered Jan 11, 2008 (21 days) · Other
- D•• C•••• M••••••••• left K•• I••••••••• S••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-05-28)Jun 13, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address