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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

TRACEY ALAN BINKLEY

Advisor at JANNEY MONTGOMERY SCOTT LLC

Franklin, TN

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Search this name across graphsid dfx:ria:383328c8-743e-ad5a-dd80-cd5fda546ff2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 14, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JANNEY MONTGOMERY SCOTT LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 26, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Aug 26, 1999
First registration: Apr 14, 2004
Dual registered: yes, broker-dealer
Other names: TRACEY A BINKLEY
IAPD individual key: 3249188

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Apr 17, 2025	n/a	yes	Franklin, TN	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	May 1, 2025	no	Franklin, TN\|Franklin, TN\|MURFREESBORO, TN	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Feb 27, 2009	Jun 1, 2009	no	FRANKLIN, TN	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 14, 2004	Mar 3, 2009	no	BRENTWOOD, TN\|BRENTWOOD, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	JANNEY MONTGOMERY SCOTT LLC	May 1, 2025	Apr 17, 2025	-14	Firm change	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY & CO. LLC	Mar 3, 2009	Feb 27, 2009	-4	Firm change	Other

Relationships

Registered with (4)

→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: current employment
Apr 17, 2025 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to May 1, 2025factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Feb 27, 2009 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 14, 2004 to Mar 3, 2009factForm ADV

Dated events

Occurred
May 1, 2025
Advisor changed firm
Tracey Alan Binkley left Morgan Stanley for Janney Montgomery Scott Llc (registered 2025-04-17)
Form ADVobserved 5 days ago