DFX Intelligence

J•••• F•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

J•••• F•••••• S••••••

Advisor at G••••• R••••••••• P••••••• L••

SAN RAFAEL, CA | Warwick, RI

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Search this name across graphsid dfx:ria:383b6190-a19d-a7c3-8426-af563aeb1d8b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 28, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• R••••••••• P••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Aug 25, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• R••••••••• P••••••• L••	Institutional manager	Jun 15, 2016	n/a	yes	Warwick, RI\|SAN RAFAEL, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jun 20, 2012	Nov 7, 2018	no	MANSFIELD, MA\|BRYAN, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	G••••• R••••••••• P••••••• L••	Nov 7, 2018	Jun 15, 2016	-875	Firm change after gap	Other
I••••••••• F•••••••• P•••••••	L•• F•••••••• L••	Sep 15, 2016	Jun 20, 2012

Relationships

Registered with (4)

→ G••••• R••••••••• P••••••• L••Registered adviserregistration: current employment
Jun 15, 2016 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 20, 2012 to Nov 7, 2018factForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Nov 2, 2010 to Sep 15, 2016factForm ADV
→ N•• A•••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:383b6190-a19d-a7c3-8426-af563aeb1d8b
First observed: Sep 28, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.