J•••• F•••••• S••••••

• G••••• R••••••••• P••••••• L•• institutional current
  since Jun 15, 2016 · Warwick, Ri
• L•• F•••••••• L•• BD affiliated
  Jun 20, 2012 to Nov 7, 2018 · Mansfield, Ma
• I••••••••• F•••••••• P••••••• BD affiliated
  Nov 2, 2010 to Sep 15, 2016 · Warwick, Ri
• N•• A•••••••• I••• unclassified
  Sep 28, 2009 to Dec 1, 2010 · Marshfield, Ma

• L•• F•••••••• L•• to G••••• R••••••••• P••••••• L••
  left Nov 7, 2018, registered Jun 15, 2016 (-875 days) · Other
• I••••••••• F•••••••• P••••••• to L•• F•••••••• L••
  left Sep 15, 2016, registered Jun 20, 2012 (-1548 days) · Other
• N•• A•••••••• I••• to I••••••••• F•••••••• P•••••••
  left Dec 1, 2010, registered Nov 2, 2010 (-29 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Institutional managerderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address