DFX Intelligence

B•••• E••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

B•••• E••••• W••••

Advisor at S••••••• I••••••••• A•••••••• I•••

MEQUON, WI

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Search this name across graphsid dfx:ria:383dfbad-184d-0113-b2e2-fce5f5c3b118

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 11, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• I••••••••• A•••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Aug 23, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• I••••••••• A•••••••• I•••	Mixed wealth	Jan 8, 2008	n/a	yes	MEQUON, WI	Current employment
T• A••••••••• I••••••••• M••••••••• L••	Former SEC adviser	May 22, 2006	Oct 18, 2007	no	MILWAUKEE, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• A••••••••• I••••••••• M••••••••• L••	S••••••• I••••••••• A•••••••• I•••	Oct 18, 2007	Jan 8, 2008	82	Firm change	Other
T• A••••••••• I•••	T• A••••••••• I••••••••• M••••••••• L••	Oct 18, 2007	May 22, 2006

Relationships

Registered with (3)

→ S••••••• I••••••••• A•••••••• I•••Registered adviserregistration: current employment
Jan 8, 2008 to presentfactForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
May 22, 2006 to Oct 18, 2007factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Jun 11, 2003 to Oct 18, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:383dfbad-184d-0113-b2e2-fce5f5c3b118
First observed: Jun 11, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.