DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

KURT SIMEON EFTIKIDES

Advisor at WELLS FARGO ADVISORS

TAMPA, FL | PALM HARBOR, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:38415046-7355-4ea2-7f39-932e6ba026db

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 6, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 30, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63|S65
First exam: Jul 30, 1996
First registration: Oct 6, 2000
Dual registered: yes, broker-dealer
Other names: KURT LESTAT|KURT SIMEON EFTIKIDES|KURT S EFTIKIDES
IAPD individual key: 2762149

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Dec 14, 2010	n/a	yes	TAMPA, FL\|PALM HARBOR, FL	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Dec 15, 2010	no	PALM HARBOR, FL\|CLEARWATER, FL\|TAMPA, FL	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Jun 15, 2006	Oct 23, 2009	no	PALM HARBOR, FL\|BELLEAIR BLUFFS, FL\|TAMPA, FL\|CLEARWATER, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 6, 2000	Apr 2, 2003	no	TAMPA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Dec 15, 2010	Dec 14, 2010	-1	Firm change	Wirehouse to wirehouse
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Apr 2, 2003	Jun 15, 2006	1,170	Firm change after gap	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Dec 14, 2010 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Dec 15, 2010factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jun 15, 2006 to Oct 23, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 6, 2000 to Apr 2, 2003factForm ADV

Dated events

No dated event names this entity yet.