DFX Intelligence

A••••• M•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

A••••• M•••••• S••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

East Sandwich, MA | Sandwich, MA

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Search this name across graphsid dfx:ria:384a829b-8ce6-ab96-bc9f-32a47770b11a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 22, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jan 27, 2023	n/a	yes	Sandwich, MA\|East Sandwich, MA	Current employment
C••••• A••••••• L••	Former SEC adviser	Jan 24, 2017	Jan 30, 2023	no	SANDWICH, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	A••••••••• F•••••••• S•••••••• L••	Jan 30, 2023	Jan 27, 2023	-3	Firm change	Ibd to ibd
M••••• L••	C••••• A••••••• L••	Jan 17, 2017	Jan 24, 2017

Relationships

Registered with (4)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Jan 27, 2023 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Jan 24, 2017 to Jan 30, 2023factForm ADV
→ M••••• L••Registered adviserregistration: previous registration
Nov 24, 2014 to Jan 17, 2017factForm ADV
→ V••• F•••••••• A•••••••• I•••

Dated events

Occurred
Jan 30, 2023
Advisor changed firm
A••••• M•••••• S•••••• left C••••• A••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2023-01-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:384a829b-8ce6-ab96-bc9f-32a47770b11a
First observed: Sep 22, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.