DFX Intelligence

L•••••• R••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

L•••••• R••••• H•••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

PALM BEACH GARDENS, FL

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Search this name across graphsid dfx:ria:3853bbe9-896c-753e-2069-164afceb9b6c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 14, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 22, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	May 17, 2019	n/a	yes	PALM BEACH GARDENS, FL	Current employment
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Sep 14, 2016	May 16, 2019	no	PALM BEACH GARDENS, FL\|JUPITER, FL\|STUART, FL\|JUPITER, FL\|PALM CITY, FL\|HOBE SOUND, FL\|PALM BEACH GARDENS, FL\|JUPITER, FL\|PORT ST LUCIE, FL\|LAKE PARK, FL\|STUART, FL\|NORTH PALM BEACH, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	May 16, 2019	May 17, 2019	1	Firm change	Ibd to ibd
S••••••• I••••••••• S•••••••• I•••	T••••• A••••••• S•••••••• I•••	Dec 31, 2016	Sep 14, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
283390:149018:FL:2019-05-16	May 16, 2019	May 17, 2019	NORTH PALM BEACH, FL	Firm change

Relationships

Registered with (5)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
May 17, 2019 to presentfactForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 14, 2016 to May 16, 2019factForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 15, 2007 to Dec 31, 2016factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3853bbe9-896c-753e-2069-164afceb9b6c
First observed: Jul 14, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.