DFX Intelligence

C•••••• F•• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

C•••••• F•• H••••

Advisor at P••••••• I••••••••• S•••••••• L••

FREEMAN, SD

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Search this name across graphsid dfx:ria:38645a47-e1fc-171a-c3b7-94ae8eac7c0b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 7, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• I••••••••• S•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 2, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• I••••••••• S•••••••• L••	State registered	Jan 9, 2017	n/a	yes	FREEMAN, SD	Current employment
R•••••••• A•••••••	n/a	Sep 6, 2012	Sep 30, 2016	no	FREEMAN, SD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••••• A•••••••	P••••••• I••••••••• S•••••••• L••	Sep 30, 2016	Jan 9, 2017	101	Firm change	Other
S•••• W••••• M••••••••• L•••••	R•••••••• A•••••••	Aug 30, 2012	Sep 6, 2012

Relationships

Registered with (4)

→ P••••••• I••••••••• S•••••••• L••Registered adviserregistration: current employment
Jan 9, 2017 to presentfactForm ADV
→ R•••••••• A•••••••Registered adviserregistration: previous registration
Sep 6, 2012 to Sep 30, 2016factForm ADV
→ S•••• W••••• M••••••••• L•••••Registered adviserregistration: previous registration
Apr 11, 2011 to Aug 30, 2012factForm ADV
→ Q•• F•••••••• L••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:38645a47-e1fc-171a-c3b7-94ae8eac7c0b
First observed: Jan 7, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.