C•••••• F•• H••••

• P••••••• I••••••••• S•••••••• L•• state registered current
  since Jan 9, 2017 · Freeman, Sd
• R•••••••• A••••••• unclassified
  Sep 6, 2012 to Sep 30, 2016 · Freeman, Sd
• S•••• W••••• M••••••••• L••••• unclassified
  Apr 11, 2011 to Aug 30, 2012 · Freeman, Sd
• Q•• F•••••••• L•• unclassified
  Jan 7, 2011 to Feb 11, 2011 · Freeman, Sd

• R•••••••• A••••••• to P••••••• I••••••••• S•••••••• L••
  left Sep 30, 2016, registered Jan 9, 2017 (101 days) · Other
• S•••• W••••• M••••••••• L••••• to R•••••••• A•••••••
  left Aug 30, 2012, registered Sep 6, 2012 (7 days) · Other
• Q•• F•••••••• L•• to S•••• W••••• M••••••••• L•••••
  left Feb 11, 2011, registered Apr 11, 2011 (59 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

16derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address