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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

MARIA LEE LANDRY

Advisor at WELLS FARGO ADVISORS

BATON ROUGE, LA

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Search this name across graphsid dfx:ria:386665cc-acc3-e995-97a4-df86f44f9532

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 26, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 20, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 20, 2002
First registration: Jun 26, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4498518

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jul 15, 2022	n/a	yes	BATON ROUGE, LA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Mar 13, 2009	Jul 15, 2022	no	BATON ROUGE, LA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2008	Apr 6, 2009	no	Baton Rouge, LA	Previous registration
J.P. MORGAN SECURITIES INC.	n/a	Sep 27, 2006	Oct 1, 2008	no	BATON ROUGE, LA	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Jun 26, 2002	Sep 27, 2006	no	BATON ROUGE, LA\|BATON ROUGE, LA\|CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Jul 15, 2022	Jul 15, 2022	0	Channel change	Wirehouse to wirehouse
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Apr 6, 2009	Mar 13, 2009	-24	Firm change	Wirehouse to wirehouse
J.P. MORGAN SECURITIES INC.	J.P. MORGAN SECURITIES LLC	Oct 1, 2008	Oct 1, 2008	0	Bulk transfer	Other
BANC ONE SECURITIES CORPORATION	J.P. MORGAN SECURITIES INC.	Sep 27, 2006	Sep 27, 2006	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:11025:LA:2022-06-30	Jul 15, 2022	Jul 15, 2022	BATON ROUGE, LA	Firm change

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jul 15, 2022 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 13, 2009 to Jul 15, 2022factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2008 to Apr 6, 2009factForm ADV
→ J.P. MORGAN SECURITIES INC.Registered adviserregistration: previous registration
Sep 27, 2006 to Oct 1, 2008factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jun 26, 2002 to Sep 27, 2006factForm ADV

Dated events

No dated event names this entity yet.