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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

COLLABORATION CAPITAL LLC

CRD 289777

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:387258a5-bc24-1ec0-e107-61d273aad3c5

Data as of Sep 4, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Aug 15, 2017 to Sep 4, 2020
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $190MItem 5.F on the latest filing (2020-09-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $190M
Private client RAUM: $180MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 36
High net worth clients: 34
SEC number: 801-111683
CRD: 289777
Filings on the tape: 9
First filed: Aug 15, 2017
Latest filed: Sep 4, 2020
Organised: Limited Liability Company, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FITZGERALD, GARY, THOMAS	COO AND CCO	Na	yes	08/2017	Aug 15, 2017	Sep 4, 2020
KNAPP, CHRISTOPHER, LYKES	CEO AND MANAGING MEMBER	Na	yes	08/2017	Aug 15, 2017	Sep 4, 2020
ROONEY, GEORGE, WILLIAM	Cio	Na	yes	08/2017	Mar 29, 2019	Sep 4, 2020
THE NEXT SEED, INC.	Member	E	yes	08/2019	Sep 10, 2019	Sep 4, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NEXTSEED SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 30, 2020	$190M	$190M	9	6	0	n/a	n/a
2018	Mar 29, 2019	$150M	$150M	11	6	1	n/a	n/a
2017	Apr 2, 2018	$129M	$129M	8	6	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$190M	$150M	26.4%	n/a	n/a	9	11	0	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ROBERTSON STEPHENS	2	Feb 2, 2021	Jan 29, 2021	HOUSTON, TX	Team lift out	RIA to RIA	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PERIGON WEALTH MANAGEMENT, LLC	2	Sep 25, 2017	May 1, 2018	SAN FRANCISCO, CA	Team lift out	Other	22.2%

Relationships

Controls (4)

← KNAPP, CHRISTOPHER, LYKESOwnerCEO AND MANAGING MEMBER, ownership code NA, individual
Aug 15, 2017 to presentfactForm ADV
← ROONEY, GEORGE, WILLIAMOwnerCIO, ownership code NA, individual
Mar 29, 2019 to presentfactForm ADV
← FITZGERALD, GARY, THOMASOwnerCOO AND CCO, ownership code NA, individual
Aug 15, 2017 to presentfactForm ADV
← THE NEXT SEED, INC.OwnerMEMBER, ownership code E, domestic entity
Sep 10, 2019 to presentfactForm ADV

Registered with (3)

← CHRISTOPHER LYKES KNAPPAdvisorregistration: previous registration
Sep 29, 2017 to Feb 2, 2021factForm ADV
← ANNELISE BOVETAdvisorregistration: previous registration
May 1, 2018 to Feb 2, 2021factForm ADV
← BERTRAM TEMPLIN MARTINAdvisorregistration: previous registration
Sep 7, 2020 to Feb 1, 2021factForm ADV

Moved with (2)

→ ROBERTSON STEPHENSRegistered adviser2 advisors, team lift out, same day
Feb 2, 2021 to Jan 29, 2021factForm ADV
← PERIGON WEALTH MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
Sep 25, 2017 to May 1, 2018factForm ADV

Dated events

Occurred
Sep 10, 2019
Control person left
Howard Steven Schow (Member) no longer on Schedule A of Collaboration Capital Llc (listed 2019-03-29, absent 2019-09-10)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Control person joined
William George Rooney (Cio) appeared on Schedule A of Collaboration Capital Llc
Form ADVobserved 4 days ago
Occurred
Aug 15, 2017
First Form ADV filing
Collaboration Capital Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:387258a5-bc24-1ec0-e107-61d273aad3c5
First observed: Aug 15, 2017
Last observed: Sep 4, 2020 73 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COLLABORATION CAPITAL LLC

CRD 289777

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:387258a5-bc24-1ec0-e107-61d273aad3c5

Data as of Sep 4, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:41 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FITZGERALD, GARY, THOMAS

COO AND CCO

yes

08/2017

Aug 15, 2017

Sep 4, 2020

KNAPP, CHRISTOPHER, LYKES

CEO AND MANAGING MEMBER

yes

08/2017

Aug 15, 2017

Sep 4, 2020

ROONEY, GEORGE, WILLIAM

Cio

yes

08/2017

Mar 29, 2019

Sep 4, 2020

THE NEXT SEED, INC.

Member

yes

08/2019

Sep 10, 2019

Sep 4, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NEXTSEED SECURITIES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 30, 2020

$190M

n/a

2018

Mar 29, 2019

$150M

n/a

2017

Apr 2, 2018

$129M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$190M

$150M

26.4%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ROBERTSON STEPHENS

Feb 2, 2021

Jan 29, 2021

HOUSTON, TX

Team lift out

RIA to RIA

100.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PERIGON WEALTH MANAGEMENT, LLC

Sep 25, 2017

May 1, 2018

SAN FRANCISCO, CA

Team lift out

Other

22.2%